-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSlhhqzs/EWkFb5rMruncMyrwHMCge/3Hnx+R7BomzKmhVB5EfPhEPrbB9ELzmbt kWB1sHLm6wLCWS3FzgQRAA== 0000950005-01-000197.txt : 20010223 0000950005-01-000197.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950005-01-000197 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRALINK CORP CENTRAL INDEX KEY: 0000894268 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 841141188 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48227 FILM NUMBER: 1539369 BUSINESS ADDRESS: STREET 1: 5755 CENTRAL AVENUE STREET 2: SUITE 202E CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034405330 MAIL ADDRESS: STREET 1: 5755 CENTRAL AVENUE STREET 2: SUITE 202E CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY VENTURE INVESTORS 4 LP CENTRAL INDEX KEY: 0001030970 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 983088804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158547472 MAIL ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 0001.txt SCHEDULE 13G/A
CUSIP 84758010 13G Page 1 of 19 - --------------------------------------------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.2)* SpectraLink Corporation - --------------------------------------------------------------------------------------------------------------------- (Name of Issuer) Common Stock - --------------------------------------------------------------------------------------------------------------------- (Title of Class of Securities) 84758010 - --------------------------------------------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 20 Pages
CUSIP 84758010 13G Page 2 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Venture Investors - 3, L.P. ("TVI-3") Tax ID Number: 94-2944879 - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------ -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 576,221 shares, except that TVI Management-3, L.P. ("TVIM-3"), the BENEFICIALLY general partner of TVI-3, may be deemed to have sole voting power, OWNED BY EACH REPORTING and John Johnston ("Johnston"), Robert C. Kagle ("Kagle"), David F. PERSON Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry") and Mark G. WITH Wilson ("Wilson"), the members of TVIM-3, may be deemed to have shared power to vote these shares. -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 576,221 shares, except that TVIM-3, the general partner of TVI-3, may be deemed to have sole dispositive power, and Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-3, may be deemed to have shared power to dispose of these shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 576,221 - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.01% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 3 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Management - 3, L.P. ("TVIM-3") Tax ID Number: 94-2944878 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 587,364 shares, of which 11,143 are directly owned by TVIM-3 and OWNED BY EACH REPORTING PERSON 576,221 shares are directly owned by TVI-3. TVIM-3 is the general WITH partner of TVI-3 and may be deemed to have sole power to vote to such shares. Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-3, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 587,364 shares, of which 11,143 are directly owned by TVIM-3 and 576,221 shares are directly owned by TVI-3. TVIM-3 is the general partner of TVI-3 and may be deemed to have sole power to dispose of such shares. Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-3, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 587,364 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.07% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 4 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Ventures Investors - 4, L.P. ("TVI-4") Tax ID Number: 94-3088804 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,419,403 shares, except that TVI Management-4, L.P. ("TVIM-4"), the BENEFICIALLY general partner of TVI-4, may be deemed to have sole voting power and OWNED BY EACH Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of REPORTING TVIM-4, may be deemed to have shared power to vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,419,403 shares, except that TVIM-4, the general partner of TVI-4, may be deemed to have sole dispositive power and Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to dispose these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,419,403 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.42% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 5 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Partners - 4, L.P. ("TVIP-4") Tax ID Number: 94-3084677 - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 165,904 shares, except that TVIM-4, the general partner of TVIP-4, BENEFICIALLY may be deemed to have sole voting power and Johnston, Kagle, OWNED BY EACH Marquardt, McMurtry and Wilson, the members of TVIM-4, may be REPORTING deemed to have shared power to vote these shares. WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 165,904 shares, except that TVIM-4, the general partner of TVIP-4, may be deemed to have sole dispositive power and Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 165,904 - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.87% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 6 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Associates - 4 1988, L.P. ("TVIA `88-4") Tax ID Number: 94-3084676 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 10,152 shares, except that TVIM-4, the general partner of BENEFICIALLY TVIA `88-4, may be deemed to have sole voting power and OWNED BY EACH Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of REPORTING TVIM-4, may be deemed to have shared power to vote these shares. PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 10,152 shares, except that TVIM-4, the general partner of TVIA `88-4, may be deemed to have sole dispositive power and Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,152 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS 0.05% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 7 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Management - 4, L.P. ("TVIM-4") Tax ID Number: 94-3088676 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 1,595,459 shares, of which 1,419,403 shares are directly owned by OWNED BY EACH TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares REPORTING PERSON are directly owned by TVIA `88-4. TVIM-4 is the general partner of WITH TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have sole power to vote such shares. Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,595,459 shares, of which 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. TVIM-4 is the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have sole power to dispose of such shares. Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,595,459 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.34% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 8 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Robert C. Kagle ("Kagle") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. Kagle is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. Kagle is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,182,823 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.41% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 9 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS David F. Marquardt ("Marquardt") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. Marquardt is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. Marquardt is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to vote such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,182,823 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.41% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 10 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Burton J. McMurtry ("McMurtry") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 20,000 shares OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. McMurtry is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 20,000 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. McMurtry is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,202,823 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.51% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 11 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Mark G. Wilson ("Wilson") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. Wilson is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. Wilson is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,182,823 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.41% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 12 of 19 - --------------------------------------------------------------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS John R. Johnston ("Johnston") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA `88-4. Johnston is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,182,823 shares, of which 576,221 shares are directly owned by TVI-3, 11,143 shares are directly owned by TVIM-3, 1,419,403 shares are directly owned by TVI-4, 165,904 shares are directly owned by TVIP-4, and 10,152 shares are directly owned by TVIA-4. Johnston is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4, and may be deemed to have shared power to dispose of such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,182,823 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.41% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP 84758010 13G Page 13 of 19 - --------------------------------------------------------------------------------------------------------------------- ITEM 1(a). NAME OF ISSUER SpectraLink Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------ 5755 Central Avenue Boulder, CO 80301 ITEM 2(a). NAME OF PERSONS FILING: ----------------------- This statement is filed by Technology Venture Investors-3, L.P., a California limited partnership ("TVI-3"), TVI Management-3, L.P., a California limited partnership ("TVIM-3"), Technology Venture Investors-4, L.P., a Delaware limited partnership ("TVI-4"), TVI Partners-4, L.P., a Delaware limited partnership ("TVIP-4"), TVI Associates-4 1988, L.P., a Delaware limited partnership ("TVIA `88-4"), TVI Management-4, L.P., a Delaware limited partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John R. Johnston ("Johnston") The foregoing entities and individuals are collectively referred to as the "Reporting Persons." TVIM-3 is the general partner of TVI-3, and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by TVI-3. Kagle, Marquardt, McMurtry, Wilson and Johnston are members of TVIM-3, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by TVI-3 and TVIM-3. TVIM-4 is the general partner of TVI-4, TVIP-4, and TVIA `88-4, and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by TVI-4, TVIP-4, and TVIA `88-4. Kagle, Marquardt, McMurtry, Wilson and Johnston are members of TVIM-4, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by TVI-4, TVIP-4, and TVIA `88-4. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: ------------------------------------------------------------- The address of the principal office for each of the Reporting Persons is: Technology Venture Investors 2480 Sand Hill Road, Suite 101 Menlo Park, CA 94025
CUSIP 84758010 13G Page 14 of 19 - --------------------------------------------------------------------------------------------------------------------- ITEM 2(c) CITIZENSHIP: ------------ TVI-3 and TVIM-3 are California limited partnerships, TVI-4, TVIM-4, TVIP-4, and TVIA `88-4 are Delaware limited partnerships, and Kagle, Marquardt, McMurtry, Wilson and Johnston are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: ----------------------------- Common Stock ITEM 2(e). CUSIP NUMBER: ------------- CUSIP # 74837P10 ITEM 3. Not Applicable ITEM 4. OWNERSHIP: ---------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000: (a) Amount beneficially owned: ------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ---------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: ----------------------------------------- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: ------------------------------------------- See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: ------------------------------------------------------ See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: -------------------------------------------------------- See Row 8 of cover page for each Reporting Person.
CUSIP 84758010 13G Page 15 of 19 - --------------------------------------------------------------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: --------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Under certain circumstances set forth in the limited partnership agreements of TVI-4, TVIP-4, TVIA `88-4, TVIM-4, TVI-3, and TVIM-3, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY ---------------------------------------------------------------------------------------------------- THE PARENT HOLDING COMPANY: --------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------------- Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable ITEM 10. CERTIFICATION: ------------- Not applicable
CUSIP 84758010 13G Page 16 of 19 - --------------------------------------------------------------------------------------------------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated February 13, 2001 Entities: Technology Venture Investors-4, L.P. TVI Partners-4, L.P. TVI Associates-4 1988, L.P. Technology Venture Investors-3, L.P. TVI Management-3, L.P. TVI Management-4, L.P. By: /s/ Mark G. Wilson ----------------------- Mark G. Wilson, Attorney-in-Fact for the above listed entities Individuals: Mark G. Wilson John Johnston Robert C. Kagle David F. Marquardt Burton J. McMurtry By: /s/ Mark G. Wilson ----------------------- Mark G. Wilson, Attorney-in-Fact for the above listed individuals
CUSIP 84758010 13G Page 17 of 19 - --------------------------------------------------------------------------------------------------------------------- EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 18 Exhibit B: Reference to Mark G. Wilson as Attorney-in-Fact 19
CUSIP 84758010 13G Page 18 of 19 - --------------------------------------------------------------------------------------------------------------------- EXHIBIT A Agreement of Joint Filing The Reporting persons have agreed that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of SpectraLink Corporation shall be filed on behalf of each of the Reporting Persons. Note that a copy of the applicable Agreement of Joint Filing is already filed with the appropriate agencies.
CUSIP 84758010 13G Page 19 of 19 - --------------------------------------------------------------------------------------------------------------------- EXHIBIT B Reference to Mark G. Wilson as Attorney-in-Fact Mark G. Wilson has signed the enclosed documents as Attorney-in-Fact. Note that copies of the applicable Power of Attorney are already on file with the appropriate agencies.
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